Capital Square, one of the nation’s leading sponsors of tax-advantaged real estate investments and an active developer of housing communities, announced today the launch of Capital Square Glendale BFR, LLC. The LLC offering has been formed to raise approximately $49 million in equity from accr...

Walton Global, a leading asset management and global real estate investment company, announced today its new land acquisition of 124 acres in Gastonia, North Carolina. Known as the Tucker property, the parcel is slated for single-family homes in a flourishing region with close proximity to Belmont a...

The Securities and Exchange Commission today charged Brent Seaman of Naples, Florida, and various entities he managed for fraudulently raising approximately $35 million from at least 60 investors through an unregistered securities offering. Many of these investors were elderly, retired, and connecte...

ExchangeRight, one of the nation’s leading providers of diversified real estate DST and REIT investments, has announced that it has fully subscribed its Net-Leased Portfolio 59 DST, a $98,345,000 offering totaling 261,644 square feet and net-leased to grocery, pharmacy, medical, and other nece...

LPL Financial LLC has scooped up four Merrill Lynch advisors in Federal Way, Washington who managed $425 million in advisory and brokerage assets, according to an announcement Wednesday. The group includes Terri Conger, her son, Trevor Lubereski, along with Joseph Blackner and Jace Kasteler and call...

iCapital, an alternative investments platform used by more than 100,000 financial advisors and more than 250 asset managers, on Wednesday launched a new portfolio analytics tool built specifically for financial advisors. The company says the new portfolio construction tool, iCapital Architect, will ...

LPL Financial was fined $3 million as part of a settlement with the Financial Industry Regulatory Authority (FINRA) over alleged supervision failures related to transmittal of customer funds and forged signatures by employees. LPL, believed to be the largest independent broker-dealer in the United S...

LPL Financial LLC announced today that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of seven advisors reported having served approximately $250 million in advisory, brokerage and retirement plan assets*, and join LPL from Cadaret, Grant...

A special purpose acquisition firm that is set to merge with former U.S. President Donald Trump’s media company settled regulatory charges that it had made “material misrepresentations” to investors. The U.S. Securities and Exchange Commission (SEC) said on Thursday that Digital Wo...

Another multimillion-dollar advisor has joined LPL Financial, building on a series of recent advisor moves to the firm’s broker-dealer, RIA and custodial platforms. Laura Evans was previously with Edward Jones and has served around $235 million in advisory, brokerage and retirement plan assets, wi...