Monthly Archives: July 2023

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Walton Global, a leading asset management and global real estate investment company, announced today its new land acquisition of 124 acres in Gastonia, North Carolina. Known as the Tucker property, the parcel is slated for single-family homes in a flourishing region with close proximity to Belmont a...
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LPL Lands Merrill Quartet Managing $425 Million in Washington

LPL Financial LLC has scooped up four Merrill Lynch advisors in Federal Way, Washington who managed $425 million in advisory and brokerage assets, according to an announcement Wednesday. The group includes Terri Conger, her son, Trevor Lubereski, along with Joseph Blackner and Jace Kasteler and call...
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iCapital Launches Portfolio Construction Tool for Advisors

iCapital, an alternative investments platform used by more than 100,000 financial advisors and more than 250 asset managers, on Wednesday launched a new portfolio analytics tool built specifically for financial advisors. The company says the new portfolio construction tool, iCapital Architect, will ...
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LPL Financial fined $3M by FINRA over supervision lapses

LPL Financial was fined $3 million as part of a settlement with the Financial Industry Regulatory Authority (FINRA) over alleged supervision failures related to transmittal of customer funds and forged signatures by employees. LPL, believed to be the largest independent broker-dealer in the United S...
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LPL Financial Welcomes Syracuse Wealth Management

LPL Financial LLC announced today that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of seven advisors reported having served approximately $250 million in advisory, brokerage and retirement plan assets*, and join LPL from Cadaret, Grant...
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