DOL submits latest fiduciary rule for White House review
The Department of Labor late on Sept. 8 submitted its latest rule proposal on fiduciary...
Blackstone Fund Withdrawal Requests Drop Below $3B
Redemption requests for Blackstone Real Estate Income Trust’s (BREIT) $70B fund fell for the fourth...
Finra Fines, Suspends Ex-LPL Broker Over Client Loan, Unauthorized Trades
The Financial Industry Regulatory Authority fined and suspended a former LPL broker for allegedly borrowing...
LPL Financial Welcomes Validus Financial Associates
LPL Financial LLC announced today that Validus Financial Associates has joined LPL Financial’s broker-dealer, RIA...
Goldman alums set up credit-focused alternative investment firm
Former Goldman Sachs veterans Mike Koester and Tom Connolly have opened 5C Investment Partners, an...
Blackstone’s private credit fund for rich lands 30% inflow, reaches $2.4 bn
Blackstone Inc.’s nearly $50 billion private credit fund for affluent individuals attracted the most capital...
ExchangeRight’s $110 Million Offering Designed for Recession-Resilience Achieves Full Subscription
ExchangeRight, one of the nation's leading providers of diversified real estate DST and REIT investments...
Financial Advisors Ed Winegar and Gregory Berg Join Linsco by LPL Financial
LPL Financial LLC announced today that financial advisors Ed Winegar and Gregory Berg, CPWA ®...
SEC Charges Five Advisory Firms for Custody Rule Violations
The Securities and Exchange Commission today announced charges against five investment advisers for failing to...