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SEC Charges Former Cetera Rep With Stealing $2.4M From Elderly Client

A former Cetera registered rep liquidated and stole about $2.4 million of an elderly brokerage...

LPLā€™s Headcount Nears 22,000 Thanks to Hires from Indie Rivals

While wirehouses have been obscuring broker headcount, LPL Financial can claim bragging rights as its...

Capital Square Launches LLC Offering to Fund Development of Single-Family Build-For-Rent (BFR) Community Near Phoenix

Capital Square, one of the nation's leading sponsors of tax-advantaged real estate investments and an...

WALTON GLOBAL ACQUIRES 124 ACRES IN GASTONIA, NORTH CAROLINA

Walton Global, a leading asset management and global real estate investment company, announced today its...

SEC Charges Florida Resident with Operating $35 Million Ponzi Scheme that Targeted Church Members

The Securities and Exchange Commission today charged Brent Seaman of Naples, Florida, and various entities...

ExchangeRight Fully Subscribes $98 Million Net-Leased Portfolio Designed for Recession Resilience

ExchangeRight, one of the nation's leading providers of diversified real estate DST and REIT investments...

LPL Lands Merrill Quartet Managing $425 Million in Washington

LPL Financial LLC has scooped up four Merrill Lynch advisors in Federal Way, Washington who...

iCapital Launches Portfolio Construction Tool for Advisors

iCapital, an alternative investments platform used by more than 100,000 financial advisors and more than...

LPL Financial fined $3M by FINRA over supervision lapses

LPL Financial was fined $3 million as part of a settlement with the Financial Industry...