Monthly Archives: March 2023

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SEC Charges Advisor for Defrauding Nearly a Dozen Clients

The Securities and Exchange Commission today charged former registered representative and investment adviser Michael Barry Carter with fraud for stealing from brokerage customers and an elderly advisory client. The SEC’s complaint alleges that Carter, a financial advisor in the McLean, Virgini...
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LPL Financial Recruits $440 Million Advisor From Merrill Lynch

LPL Financial has recruited a former Merrill Lynch advisor who oversaw $440 million to its Strategic Wealth Services unit, the firm said Monday. That unit provides extra assistance to wirehouse breakaways seeking to open independent practices. Advisor Thom Mayer and his team joined LPL Financial in ...
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Passco Companies LLC adds new vice president of marketing

Passco Companies LLC is excited to announce the addition of Clayton Coleman to their team as vice president of marketing. With nearly 10 years of experience in the real estate industry, Coleman will be a key player in Passco’s continued growth and success. Coleman joins Passco from RK Properties, ...
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