LPL Financial LLC announced today that financial advisors Larry Lytle, CFP®, and Zach Lytle, CEPA®, have launched an independent practice, Wiser Advisor Group, LLC (“Wiser Advisor”), and joined LPL Financial’s broker-dealer, RIA and custodial platforms. The advisors reported having served ap...

The Financial Industry Regulatory Authority (FINRA) May 16 issued JPMorgan Securities a censure and a $750,000 fine for having in place risk management controls and supervisory procedures that were not reasonably designed and, thus, failed to prevent five erroneous market orders, FINRA announced. Ac...

California will observe Memorial Day on Monday and will not be publishing a newsletter. The daily update will resume Tuesday. The staff of Industry Insider wishes our readers and friends a safe and meaningful holiday. (This news/press release has not been altered by investment.net, apart from the he...

LPL today announced that a former UBS advisor managing about $220 million in advisory, brokerage and retirement plan assets has joined its broker-dealer, corporate registered investment advisor and custodial platforms in Westlake, Ohio, according to a news release. Jonathan Kesselman, who has been w...

LPL Financial announced that it has added a pair of financial advisors to its platform for wirehouse breakaways. Bruce Pienton and Scott O’Mara have launched Bridgewright Wealth Partners in Grand Rapids, Michigan, by affiliating with LPL Strategic Wealth Services, according to LPL. The advisors, w...

Walton Global, a real estate investment and land asset management company, is pleased to announce the launch of an employment-based immigration (EB-5) business line which offers applicants from across the globe the ability to make investments in U.S. based development projects managed by Walton. Thi...

Ultimus Fund Solutions® (Ultimus®), a leading independent provider of full-service technology-enhanced fund administration, accounting, and investor solutions, announced today its collaboration with Nomura Private Capital in the launch of the firm’s first interval fund. Globally Nomura services ...

A New Jersey team that managed $180 million in client assets at Cetera Financial Group has affiliated with LPL Financial and is aligning with another LPL firm, Bleakley Financial Group, LPL announced Thursday. Amwell Ridge Wealth Management in Flemington was founded in 1996 by managing partner David...

Participant Capital Advisors, a real estate investment firm that manages private equity real estate vehicles, announced the launch of its latest fund: the Participant Capital Sun Belt Multifamily Development Fund 1 (the “Fund”). The Fund has a fundraising target of $250 million in commit...