Monthly Archives: May 2023

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Advisor Group Draws $250M FA Team from RBC

Advisor Group announced that an advisor team has joined its platform from RBC Wealth Management, where the team had $250 million in client assets. The team operates as Delich Wealth Management and joins Financial Dimensions Group, which is affiliated with Advisor Group’s Royal Alliance Associates ...
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FINRA Censures and Fines Centaurus Financial

A former Centaurus Financial broker shuffled clients’ investments into a unit investment trust when more affordable options of the product were available, according to a settlement between the advisor, firm and the Financial Industry Regulatory Authority. The settlement with Centaurus and Florida-...
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$400M Securities America Team Drops Own RIA to Join LPL

LPL Financial announced that two advisors with a total of about $400 million in advisory, brokerage and retirement plan assets have joined its broker-dealer, registered investment advisor and custodial platforms from Advisor Group’s Securities America. The advisors, Thomas Reynolds and Kathleen Gf...
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Pin Up Aviator Cassino Apostas Jogo no Brasil

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Ariz. Advisor With $300M In Assets Leaves Stifel For LPL

Nate Carlon, a Scottsdale, Ariz.-based financial advisor overseeing his own namesake firm, Carlon Wealth Advisors, has joined LPL Financial’s broker-dealer, RIA and custodial platforms, LPL announced today. Carlon was previously with Stifel Financial. Carlon oversees $300 million in advisory, brok...
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Stock Market Tips For Beginners

There isn’t a single way to invest that works for everyone, so you need to find the strategy that suits your needs. This can be challenging, but certain tried-and-true tips can boost your chances of long-term success. Avoid Buying Stocks Rising Tenfold Investors tend to chase stocks whose pric...
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