Yearly Archives: 2023

Home 2023 (Page 13)

Sila Realty Trust Inc. tells Shareholders to Reject Tender Offer

Sila Realty Trust Inc. Tender offer Price suggests Financial Losses for investors Are you concerned about your investment in Sila Realty Trust Inc. (formerly known as Carter Validus Mission Critical REIT II)? If so, the securities attorneys at the White Law Group may be able to help you. The White L...
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SEC Accuses Advisor Twins Of Swindling $5 Million From Clients

From the outside looking in, 35-year-old N.Y.-based twins Adam and Daniel Kaplan were building an enviable advisory practice. In just five years, the brothers signed 244 clients, many of them friends, family and acquaintances, while working with leading Wall Street firms like Merrill Lynch. But the ...
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SEC Charges Advisor for Defrauding Nearly a Dozen Clients

The Securities and Exchange Commission today charged former registered representative and investment adviser Michael Barry Carter with fraud for stealing from brokerage customers and an elderly advisory client. The SEC’s complaint alleges that Carter, a financial advisor in the McLean, Virgini...
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LPL Financial Recruits $440 Million Advisor From Merrill Lynch

LPL Financial has recruited a former Merrill Lynch advisor who oversaw $440 million to its Strategic Wealth Services unit, the firm said Monday. That unit provides extra assistance to wirehouse breakaways seeking to open independent practices. Advisor Thom Mayer and his team joined LPL Financial in ...
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